The Dept of Anaesthesia & Intensive Care, CUHK
Reproduced from Intensive Care Medicine with the permission of Springer-Verlag
The original article is available at springerlink.com
Charles D. Gomersall1 , Gavin M. Joynt1, Philip Lam1, Thomas Li1, Florence Yap1, Doris Lam1, Thomas A. Buckley1, Joseph J. Y. Sung2, David S. Hui2, Gregory E. Antonio3, Anil T. Ahuja3 and Patricia Leung1
Received: 4 August 2003 Accepted: 10 December 2003 Published online: 23 January 2004
Measurements and results All patients were admitted for respiratory failure. The median APACHE II score was 11 (interquartile range 8–13). At 28 days 34 patients (63%; 95% CI 49.6–74.6) were alive and not mechanically ventilated. Six patients were alive but ventilated (11.3%; 95% confidence interval 5.3–22.6) and 14 had died (25.9%; CI 16.1–38.9). Seven of 27 ventilated patients developed evidence of barotrauma (25.9%; 95% CI 13.2–44.7). Median maximal multiple-organ dysfunction score was 5 (interquartile range 3.3–9). Median maximal respiratory dysfunction score was 3 (interquartile range 3–4). Increased age, severity of illness, lymphocyte count, decreased steroid dose, positive fluid balance, chronic disease or immunosuppression and nosocomial sepsis were associated with poor outcome on univariate analysis. Poor outcome was defined as death or need for mechanical ventilation at 28 days after ICU admission.
Electronic Supplementary Material Supplementary material is available in the online version of this article at http://dx.doi.org/10.1007/10.1007/00134-003-2143-y
Keywords Coronavirus infections - Barotrauma - Critical care - Pneumonia, viral - Morbidity - Mortality
Severe acute respiratory syndrome (SARS) is a new infectious disease that has rapidly spread around the world . The causative agent is the new SARS coronavirus [2, 3, 4]. The virus is readily transmissible and the resulting disease clinically severe, with approximately 20% of cases requiring intensive care unit (ICU) admission, almost always as a consequence of respiratory failure . Although no new cases have been reported since 8 September 2003 (http://www.who.int/csr/don/2003_09_24/en/; accessed 15 October 2003), the transmissible nature of the disease and the high proportion of patients who require ICU admission means a recurrence of the epidemic may again result in a large number of critically ill patients with SARS. In order to be better prepared to both care for these patients and to carry out further research, it is useful to know the clinical course and outcome of the disease amongst those who require ICU and to know the factors which are associated with prognosis.
The overall mortality rate has not yet been confirmed but may be as high as 7–13% for younger patients and 40–55% for patients older than 60 years . The overall case fatality ratio for probable SARS cases reported to the World Health Organization is 9.6% (http://www.who.int/csr/sars/country/table2003_09_23/en/; accessed 15 October 2003). Data for critically ill patients is sparse and is limited to case series of 38 patients with SARS admitted to ICU in Toronto and 46 patients admitted to ICU in Singapore [7, 8].
Data from large series of patients, some of whom became critically ill, indicate that advanced age, high peak serum lactate dehydrogenase concentration, absolute neutrophilia, diabetes and other co-morbidities are independently associated with poor outcome [5, 9, 10]. There are few data specifically related to prognostic factors in critically ill patients with SARS. The Toronto study did not examine prognostic factors and the Singapore study only examined the relationship between respiratory parameters and outcome.
In view of the relative lack of data related to critically ill patients with SARS, we carried out a retrospective analysis of the first 54 patients admitted to our ICU with SARS to describe the clinical course and outcome of these patients and to carry out a preliminary investigation of factors associated with prognosis.
Materials and methods
We undertook, with institutional approval, a retrospective analysis of demographic, clinical, laboratory and radiological data on SARS cases admitted to our university hospital ICU from 12 March to 18 April 2003. During this period only patients suspected of having or confirmed to have SARS were admitted to the ICU.
The definition of SARS used in our cohort was based on Centers for Disease Control and Prevention (CDC) criteria : fever (temperature >38°C); radiological evidence of consolidation [by either plain radiograph or computerized tomographic (CT) scan of the thorax], with or without respiratory symptoms; and a history of exposure to a person with SARS, or direct contact with a person who later became ill with SARS.
The data collected and data definitions are given in Table 1. Data were collected until the day of discharge or death or for the first 28 days of the ICU stay, whichever was shorter. Physiological data were extracted from patient charts by a trained research nurse. Microbiological data were prospectively collected by three ICU doctors and radiological data by two radiologists.
Table 1 Data collected from each patient and data definitions
Decisions regarding admission and management of individual patients were made by the individual intensive care and referring specialists, but there was broad consensus on a number of clinical issues.
Admission to the ICU was required when severe respiratory failure developed. Severe respiratory failure was evidenced by failure to maintain an arterial oxygen saturation of at least 90% while receiving supplemental oxygen of 50%, and/or a respiratory rate greater than 35 breaths per minute. Criteria for intubation and positive pressure ventilation were persistent failure to achieve arterial oxygen saturation of 90% while receiving 15 l/min of oxygen via a non-rebreathing mask and/or onset of respiratory muscle fatigue as evidenced by an increase in PaCO2, sweating, tachycardia, tachypnoea and/or a subjective feeling of exhaustion.
A low-tidal-volume, low-pressure strategy was used for mechanical ventilation. The predominant modes of ventilation were volume control, pressure control, pressure-regulated volume control and pressure support. The low-tidal-volume protocol used in the Acute Respiratory Distress Syndrome Network study  was adapted to produce guidelines for setting tidal volume, driving pressure and respiratory rate (see electronic supplementary material for details). The target tidal volume was 4–6 ml/kg predicted body weight during controlled ventilation, but this was allowed to rise during the weaning phase. Positive end-expiratory pressure (PEEP) was set by titrating PEEP against oxygenation and compliance. In pressure-control mode the compliance was assessed from the measured tidal volume. In volume-control mode the compliance was assessed by measuring the plateau pressure. In pressure-regulated volume control it was assessed from the driving pressure required to achieve the set tidal volume. Inspired oxygen concentration was titrated to achieve an arterial saturation of 88–94%. Non-invasive positive pressure ventilation was avoided because of the potential risk of increased viral transmission resulting from mask leakage and high gas flow.
In general, there was a policy of using vasopressors to maintain an adequate blood pressure in preference to infusion of fluid and there was an attempt to keep patients in a fluid input/output balance of zero (excluding insensible loss).
Medical therapy evolved during the outbreak. The treatment of patients admitted early in the epidemic has been described previously  and was broadly similar to treatment outlined in a previous review , except that lower doses of ribavirin and higher doses of corticosteroids were used. Briefly, it consisted of broad-spectrum antibiotics, ribavirin and low-dose corticosteroids. Except in the initial phase of the epidemic, patients who deteriorated despite this treatment were given additional methylprednisolone in 500 mg pulses up to a total of 3 g. As the epidemic progressed, this maximum dose was increased to up to 5 g and in addition some patients were given convalescent serum donated by patients who had recovered from SARS and/or IgM-enriched immunoglobulin. Broad-spectrum antibiotics were administered at the time of institution of high-dose pulse methylprednisolone therapy. In the absence of clinical sepsis in the first 3–5 days following high-dose steroid therapy, antibiotics were withdrawn. Suspected infection was treated early with empirical broad spectrum antibiotics and, if necessary, anti-fungal agents. Antibiotics were modified according to bacterial culture of sputum, tracheal aspirate and blood. The dose of ribavirin was 8 mg/kg every 8 h intravenously for 7–10 days followed by 4 mg/kg enterally for another 11–14 days.
Continuous normally distributed data were compared using Students unpaired t test, categorical data using the 2 test and ordinal or non-normally distributed continuous data using the Mann-Whitney U test. All statistical calculations were made using SPSS for Windows 11.5 (SPSS, Chicago, Ill.), Excel 2000 (Microsoft, Redmond, Wash.) or Hutchons confidence interval calculator (http://www.hutchon.freeserve.co.uk/Wilsons.htm). A p value <0.05 was considered significant. As the purpose of the univariate analysis of factors associated with outcomes was to generate hypotheses, no correction was made for multiple comparisons. After finding that fluid balance was associated with outcome, it was decided post hoc to further evaluate the relationship by analyzing the fluid balance in the first and second half of the patients stay separately.
The study population consisted of 54 patients with SARS who required admission to ICU. All patients were admitted for respiratory failure. Summary data for continuous normally distributed data are presented as mean and standard deviation, for categorical data as percentages and for ordinal data or non-normally distributed data as median and interquartile range. The mean age was 49.6 years (SD 16.9 years) and 57% of the patients were male. The median APACHE II score was 11 [interquartile range (IQR) 8–13], the mean PaO2/FIO2 ratio on admission was 152 (SD 71) and the median admission multiple-organ dysfunction (MOD) score was 3 (IQR 2–4). The mean delay between hospital and ICU admission was 6.4 day (SD 6.0 days) and the mean delay between symptom onset and ICU admission was 9.6 days (SD 4.6 days).
At 28 days after ICU admission 34 patients (63%; 95% CI 49.6–74.6) were alive and not mechanically ventilated. Six patients were alive but still ventilated (11.3%; 95% CI 5.3–22.6) and 14 had died (25.9%; CI 16.1–38.9). The median length of ICU stay was 8.5 days (IQR 5–22.3).
Forty-seven patients (87.0%; 95% CI 75.6–93.6) met criteria for the acute respiratory distress syndrome (ARDS) during their ICU stay and 27 (50.9%; 95% CI 37.9–63.9) required mechanical ventilation during their ICU admission. Of those who required mechanical ventilation 13 (48%; CI 30.7–66.0) had died by 28 days. Mean tidal volume was 7.7 ml/kg predicted body weight (SD 2.2 ml/kg) and mean PEEP was 8.3 cm H2O (SD 2.5 cm H2O). The median duration of mechanical ventilation was 14 days (IQR 8–25). Seven of 27 ventilated patients developed evidence of barotrauma (25.9%; 95% CI 13.2–44.7). Five patients developed a pneumothorax, accompanied in two cases by a pneumomediastinum. Two additional patients developed a pneumomediastinum without a pneumothorax. In most cases the pneumothorax or pneumomediastinum was accompanied by surgical emphysema. No patients developed surgical emphysema alone. There were no statistically significant differences in peak airway pressure, PEEP and tidal volume between those patients who developed an air leak on mechanical ventilation and those who did not (Table 2). One other patient developed a spontaneous pneumothorax while breathing unassisted and two others developed a pneumothorax following central venous cannulation.
Table 2 Ventilatory parameters. Values are expressed as mean (SD in parentheses). There were no significant differences between patients who did not develop an air leak on mechanical ventilation
Twenty-four patients (44.4%; 95% CI 32.0–57.6) required inotropes and 6 (11.1%; 95% CI 5.2–22.2) required renal replacement therapy. Median maximal MOD score was 5 (IQR 3.3–9), of which the median respiratory component was 3 (IQR 3–4).
In the 39 patients who received pulsed methylprednisolone the mean PaO2/FIO2 ratio (was 153 (SD 79) prior to the first pulse and 157 (SD 76) the following day. This difference was not statistically significant.
Results of univariate analysis of potential factors predicting poor outcome (death or mechanical ventilation 28 days after admission to ICU) are given in Table 3.
Table 3 Results of univariate analysis of potential prognostic factors. Data are presented as median (interquartile range) unless otherwise stated. NS not significant
aAnalysis of fluid balance by phase of ICU stay was carried out after initial univariate analysis showing that fluid balance was significantly associated with outcome
The main findings of our study are as follows: firstly, in patients requiring ICU admission SARS is associated with considerable mortality and morbidity. Secondly, SARS predominantly causes respiratory failure. Thirdly, on univariate analysis advanced age, more severe illness, shorter delay between symptom onset and ICU admission, chronic disease or immunosuppression, lower steroid dose, higher lymphocyte count, nosocomial sepsis and positive fluid balance were associated with poor outcome.
At 28 days 20 of 54 patients (37%) were either still mechanically ventilated or dead, indicating that SARS causes considerable mortality and morbidity, although the mortality is probably no greater than that associated with other forms of respiratory infection. Based on the APACHE II scores of our patients and the diagnostic category of respiratory failure due to infection, the predicted hospital mortality would be approximately 50% . Similar results have been reported by other investigators with a 28-day ICU mortality of 34–37% [7,8]. In the Toronto series an additional 16% of patients were alive but mechanically ventilated at 28 days .
The MOD score is a validated scoring system for quantifying multiple-organ dysfunction [15, 16]. It is made up of six component scores (respiratory, cardiovascular, neurological, hepatic, renal and haematological) each of which is scored from 0–4, giving a maximum possible score of 24. The median maximal MOD score in our patients was only 5, of which the median respiratory component was 3, indicating that SARS causes predominantly respiratory failure with little in the way of other organ failure. The large number of patients who required vasopressors or inotropes probably reflects our tendency to use these drugs instead of fluids to treat hypotension in patients with SARS. The severity of the respiratory failure is reflected by the fact that 47 of the 54 patients met criteria for ARDS at some stage in their ICU stay and the mean admission PaO2/FIO2 ratio on admission to the ICU was only 152 mmHg. The incidence of barotrauma (25.9%) was high compared with the 7–11% previously reported for ARDS [17, 12, 18]. Again, the Toronto and Singapore series show similar results with a 34 and 23% incidence of barotrauma despite the fact that in all three series the clinicians used low-volume, low-pressure strategies. Unfortunately, we did not record plateau pressures; however, the plateau pressure cannot exceed the peak airway pressure and the mean peak airway pressure prior to the development of an air leak was only 26.5 cm H2O. This suggests that the high incidence of air leaks was not due to excessive inflation pressures. Similarly, the mean tidal volume prior to development of an air leak was 6.79 ml/kg predicted body weight, which is similar to the values achieved in the low tidal volume group of the ARDSnet study . This high incidence of adverse effects suggests that it may be preferable to avoid mechanical ventilation unless it is absolutely essential.
Univariate analysis demonstrated that a number of factors are associated with poor outcome in critically ill patients with SARS. It is likely that there was considerable confounding amongst these factors and that some of these factors would not be found to be independently associated with outcome on multivariate analysis. For example, both age and chronic disease are components of the APACHE II score  and both APACHE II and admission MOD score reflect severity of illness [15, 14]. In addition, the delay between symptom onset and admission to ICU is likely to reflect severity of illness with more severely ill patients deteriorating more rapidly and requiring earlier ICU admission. Unfortunately, the large number of potential prognostic factors and the relatively small size of our cohort prevented meaningful multivariate analysis . Nevertheless, we believe the results of our analysis may be useful in generating hypotheses. At this stage of our knowledge of this new condition it is almost inevitable that observational studies will raise as many questions as they answer. They do, however, provide data that will help in the design of subsequent observational and interventional studies.
At first sight it may seem strange that the admission MOD score is reported as being significantly different in the good outcome group compared with the poor outcome group when the median score is 3 in both groups. Inspection of the interquartile ranges, however, reveals that the data for the good outcome group is skewed to the left while the data for the poor outcome group is skewed to the right.
The average daily dose of steroids was higher in patients who were alive and ventilator free at 28 days. High-dose pulse methylprednisolone was given to those patients who did not respond to smaller doses of steroids. Pulses were repeated if the initial response was considered inadequate. As a result, if steroids had no real effect, one would expect patients with a worse outcome to have received larger average daily doses of steroids as a physician response to their deteriorating condition. Instead, we found that patients with a good outcome received a higher average daily dose of steroids. However there are several confounding factors, such as duration of stay, and this finding should not be interpreted as proof of a beneficial effect of steroids particularly as there was no immediate effect of pulsed steroids on oxygenation.
The average daily recorded fluid balance was less positive in patients with a good outcome when measured over the entire study period and when the ICU stay (up to a maximum of 28 days) was divided into first and second halves. Given that the figures do not include an estimate of insensible fluid losses, these data suggest a marked negative actual fluid balance in patients with a good outcome and a slight positive fluid balance in patients with poor outcome. These data are in keeping with data suggesting that a restrictive fluid regime may be associated with better outcomes in ARDS . It is, however, possible that the positive fluid balance in our patients with a poor outcome was due to the confounding effect of nosocomial sepsis. More patients in the poor-outcome group had nosocomial sepsis and patients with nosocomial sepsis are likely to receive more fluid due to the capillary leak and vasodilatation that characterizes systemic sepsis.
Surprisingly, patients with a good outcome had a lower lymphocyte count on admission to ICU than patients with a poor outcome. The lymphocyte count on admission to hospital has not been found to be associated with outcome and the explanation for our finding is unclear. More predictably, the lymphocyte count rose over the course of the ICU stay in those with a good outcome and fell in those with a poor outcome. If the change in lymphocyte count is found to be independently associated with outcome in these patients, this parameter may be a marker of disease activity. In contrast, the absence of a difference in the admission LDH concentration or in the change in LDH suggests that LDH is not a marker of disease activity, despite the fact that the LDH concentration on admission to hospital has been shown to be associated with outcome .
In conclusion, our data confirm previous data showing that SARS patients requiring ICU admission have considerable mortality. It mainly affects the lung, with little in the way of other organ failure, causing ARDS in most patients who require ICU admission. The incidence of barotrauma in those who require ventilation is high despite the use of low tidal volumes and peak airway pressures. Active diuresis and administration of higher doses of corticosteroids may be associated with better outcome but, in the absence of multivariate analysis, this suggestion should be treated with caution.
Electronic Supplementary Material
April, 2014 unless
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